Open An Account

We first invite you to meet with one of our advisors so we can best determine an optimal financial plan that will help meet your current and future needs. After meeting with us and familiarizing yourself with the PivotPoint investment philosophy and services*, this page can assist in the application process and provides the required forms for opening account with PivotPoint Advisors, LLC and Fidelity Investments.

* Our SEC Form ADV Part II provides information about our firm and services.

Note: Forms are n PDF format and are read using the Adobe Reader® -- free software that you can download from Adobe.

PIVOTPOINT ADVISORS FORMS

Account Application

This form opens an account with PivotPoint Advisors, LLC and provides us with key information including investment objectives.

Investment Advisory Agreement

This form reflects the contract between you and PivotPoint Advisors, LLC.

FIDELITY ACCOUNT FORMS

Here are the most common forms required to establish an account with Fidelity. If you already have an account at Fidelity, you must still complete these forms to transfer an existing "retail" account to an "advisor" account.

Fidelity Individual/Joint Brokerage Application

This form opens an account with Fidelity Investments and provides PivotPoint Advisors, LLC with the authority to manage your account and deduct management fees.

Fidelity Business/Partnership Account Application

This form opens a business or partnership account with Fidelity Investments and provides PivotPoint Advisors, LLC with the authority to manage your account and deduct management fees.

Fidelity IRA Account Application

This form opens a qualified IRA retirement account with Fidelity Investments and provides PivotPoint Advisors, LLC with the authority to manage your account and deduct management fees.

Fidelity Cash Management Request Form

This form is required if you would like to be able to withdraw funds from your Fidelity brokerage account, via either check or Electronic Fund Transfers.

Fidelity Transfer of Assets Form

This form is used to transfer your cash and/or securities from another brokerage account to your Fidelity account. The form is also used to transfer an existing "retail" account to an "advisor" account.